NOTES - REFERENCES
- 1 : Aristotle defined democracy in contrast to
oligarchy, and portrayed it as a system in which offices,
deliberative or judiciary, were filled by lot, not election. Hence
he could state that democracy means to rule and be ruled in turn.
See Aristotle 1995, III: 1275b13-b21; VI: 1317a40-1318a10.
- 2 : "Representation is incompatible with
freedom because it delegates and thus alienates political will at
the cost of genuine self-government and autonomy" (Barber 1984,
145).
- 3 : For a lucid defense of the realist school,
see Sartori [1962] 1987, 102-115.
- 4 : Young refers to Dahl 1989, 225-231.
- 5 : Distinguishing solitude from isolation,
Hannah Arendt identified the former with the act of thinking
itself, and saw it as a condition within which "I am a friend to
myself," where "soundlessness" means intimacy, not however
"speechlessness" (Arendt 1978, vol. 1, 184-85).
- 6 : Rousseau did not reject election; in fact,
the magistrates of his ideal republic were elected. What he
rejected was the delegation of the sovereign power. The rationale
for that rested in his distinction between action and the will.
The former amounted to an instrumental doing, and thus could be
delegated, while the latter amounted to the intention leading and
shaping the doing, and thus could not be delegated without
undermining the intentional power over the action.
- 7 : "But long debates, dissension, and tumult
betoken the ascendance of private interests and the decline of the
state" (Rousseau [1762] 1987; book IV, ch. 2).
- 8 : On the relationship between
future-present-past in elections see Manin 1997, 178-79.
- 9 : On The role of trust, control and
accountability, see Holmes 1988, 195-240; Phillips 1995, 155-58;
Manin 1997, 203-4.
- 10 : Thus Holmes correctly remarks that in
Mill's representative government the institutional arrangements
are not simply "depressants" but also "stimulants," because they
guarantee the opposition's ability to express itself freely.
- 11 : "The newspapers and the railroads are
solving the problem of bringing the democracy of England to vote,
like that of Athens, simultaneously in one agora" (Stuart Mill
[1840] 1977, 165).
- 12 : Finley noticed the 'absurdity' of this
parallel, because the agora cannot be symbolic, and in fact was
not symbolic in Athens. Thus he deemed "a false analogy" that put
forward by Mill between the modern public sphere and the ancient
ekklesia (Finley 1985, 36).
- 13 : Sartori adds an important corollary:
through its intermediary role, he writes, representation "reduces
power to less power" in so far as in a representative democracy
"nobody is in a position to exercise an absolute (i.e., limitless)
power" (Sartori [1962] 1987, 71).
- 14 : The concept of "security for good
government" is developed by Mill in review of the first volume of
Tocqueville's Democracy in America in 1835 (Mill [1835b] 1977,
71).
- 15 : See also Hamburger 1965, 45-63.
- 16 : "The People," he wrote in 1829, "that
is, the Mass of the community, are sometimes called a class; but
that is only to distinguish them, like the term Lower Order, from
the aristocratic class. In the proper meaning of the term classSee
also Hamburger 1965, 45-63.
"The People," he wrote in 1829, "that is, the Mass of the
community, are sometimes called a class; but that is only to
distinguish them, like the term Lower Order, from the aristocratic
class. In the proper meaning of the term class, it is not
applicable to the People. No interest is in common to them, which
is not in common to the rest of the community" (James Mill 1878,
vol. 2, 187).
- 17 : Carl Schmitt's observation that the
theorists of "government by discussion" saw free discussion as an
expedient functional to the discovery of "the thruth" is pertinent
in relation to James, not John Stuart, Mill (Schmitt [1932] 1994,
2-6).
- 18 : It is astonishing to see that
contemporary majoritarians prefer plural voting (that Mill used to
protect intellectual minorities) to "favor the members" of
"minority" groups over proportionality (Beitz 1989, 157). In so
doing they do not acknowledge that it is the "number" that needs
to be considered equally, for the majority as well as the
minority. "Double" or plural voting for the weak means to accept
as a given an unjust electoral system, and then to invoke
"fairness" and propose "compensation." Would not it be better to
intervene over the cause of the electoral injustice instead of
"compensating" its unjust outcome? In Mill's scheme, which is
proudly egalitarian, minorities do not ask for "favored"
treatments, but for equal treatment.
- 19 : Beitz writes that whereas "the aim of
quantitative fairness is to give public recognition to the equal
political status of democratic citizens, the aim of qualitative
fairness is the promotion of equitable treatment of interests."
Hence, he concludes, a system of plural voting is better then a
proportional system (Beitz 1989, 156). The flow of Beitz's
argument rests on the fact that he identifies proportional
representation with the Aristotelian notion of proportional
justice. But in spite of their similar name, their logic is
different. As Mill well showed, the logic of proportional
representation is that of taking seriously the "quantitative
fairness" of the "equal political status of democratic citizens."
If we do not give to the citizens the chance to chose between more
than two choices, we cannot reasonably say that the winner
represents the majority of opinions, because the citizens have
been forced to adapt their opinions and converge them either on A
or B. What we have here is the violation of the "quantitative
fairness" principle, because we aggregate preferences that, within
a proportional system of counting, would distribute themselves
differently. Let us recall Mill's words: proportional
representation "secures a representation, in proportion to number,
of every division of the electoral body: not two great parties
alone" (Mill [1861] 1991, 310).
- 20 : James Madison and Emmanuel-Joseph
Siéyès played a crucial role in establishing modern
political representation (Manin 1997).
- 21 : On Harrington's rationalist
republicanism see Scott 1993, 148-60.
- 22 : When a new law is proposed, if it is a
just law, there is no need for discussion, because it expresses
what "every body has already felt; and there is no question of
either intrigues or eloquence to secure the passage into law of
what each has already resolved to do" (Rousseau [1762] 1987, book
4, chapter 2). See also Mitford 1784-1810, vol. 1, 272-75.
- 23 : The representative ought not to "neglect
those free and public conferences with his constituents, which,
whether he agrees or differs with them, are one of the benefits of
representative government" (Mill [1861] 1991, 370).
- 24 : I would say that Mill's vision of the
assembly as an agora is what connects Representative Government to
On Liberty. Indeed it entails both the Socratic assumption that
knowledge is a searching enterprise without an ultimate end and
the conviction that consent gives legitimacy to obedience. "To
refuse a hearing to an opinion, because they are sure that it is
false, is to assume that their certainty is the same as absolute
certainty. All silencing of discussion is an assumption of
infallibility" (Mill [1859] 1991, 22).
- 25 : Phillips follows the argument developed
by Guiner 1994, 30-7.
- 26 : "Not that the aim of such deliberation
is to change citizen preferences by reducing their diversity: the
aim is to make collective decisions. Still, one thought behind a
deliberative conception is that public reasoning itself can help
to reduce the diversity of politically relevant preferences
because such preferences are shaped and even formed in the process
of public reasoning itself. And if it does help to reduce that
diversity, then it mitigates tendencies toward distortion even in
strategic communication" (Cohen 1998, 199).
- 27 : I'm referring in particular to Anne
Phillips who, in order to amend democratic deliberation of its
rationalist limits, proposes a compromise between advocacy and
deliberation. However reasonable, this strategy is weak precisely
because it upholds the same dichotomy that rationalist theorists
make of deliberation and advocacy (Phillips 1995, 161-63).
- 28 : The comparaison of the assembly and the
court was made by Aristotle in his Rhetoric (a work Mill very much
admired), in which one reads: "Now the listener must necessarily
be either a mere spectator or a judge, and a judge either of
things past or of things to come. For instance, a member of the
general assembly is a judge of things to come; the dicast, of
things past" (Aristotle 1994, I.iii). Mill's comparison, however,
is not wholly correct, first of all because in the legal setting
the jury does not share in the case under judgment while the
assembly does, and finally because, as Aristotle notices, in the
legal setting the judge judges of things past, while a
deliberative assembly judges of things to come.
- 29 : However Mill acknowledges that with the
improvement of free government, "the number of doctrines which are
no longer disputed or doubted will be constantly on the increse:
and the well-being of manking may almost be measured by the number
and gravity of the truths which have reached the point of being
uncontested" (Mill [1859] 1991, 49).
- 30 : Mill theorized the distinction between
cognitive reason and practical wisdom in 1837, when he used the
latter to claim a relation between eloquence and poetry (and
attempted a parallel between Cicero, Quintilian and Orace on the
one side and Bacon, Pascal and Goethe), Mill [1837] 1981, 419-29.
- 31 : Mill was here reporting on the
compromising resolutions adopted by the French Chamber of Deputies
in 1832 concerning the new corn law proposed by the government. He
ended his report with the Aristotelian maxim that politics denotes
a condition of possibility, of permanent negotiation among
different interpretations of the same fact, when there is never an
absolute truth against an absolute wrong.
- 32 : The tripartite division of rhetoric into
forensic (by lawyers in the court), deliberative (by orators in
the assembly) and display (by orators before the people with no
decision-making intention) is made by Aristotle 1994, I.iii. Mill
acknowledged Aristotle's Rhetoric, Quintilian's Institutio
Oratoria, and Cicero's Orator as among the most important texts of
his intellectual formation (Mill [1873] 1981, 21-27).
- 33 : Pitkin (1967, 24-9) has given an
excellent reconstruction of Hobbes' conceptual elaboration.
- 34 : It is interesting to notice that the
Romantic notion of the "understanding" was early developed by
Giambattista Vico out of the Ciceronian theory of "divination" as
a preliminary to the art of eloquence. In his youth Mill was an
enthusiastic reader of both Vico and Romantic literature, and also
wrote on the relationship and difference between poetry and
eloquence (Mill [1833; 1867] 1991, 341-65).
- 35 : This is also the point that has been
recently made by Young 1997, 357-58.
- 36 : In a proportional system the
representative has more autonomy than in a majoritarian one. Thus,
radical democrats have looked at the former with suspicion, though
they have revised their position in recent years. This is, for
instance, the case of Anne Phillips, who in her 1990's book
criticized Bobbio for rejecting the concept of the representative
as a delegate, and now acknowledges that "more autonomy for the
presentative" needs to be acknowledged in the radical tradition.
For advocates to be deliberators, representatives "have to be
freed from stricter forms of political accountability;" Phillips,
1995, 56, 156, and 1991, 68-70; Bobbio 1984, 43-62.
- 37 : Both Phillips and Young contribute, I
believe, to amending Kymlicka's interpretation in which the
difference between group and proportional representation does not
emerge clearly (Kymlicka 1995, 133-38).
- 38 : The link between election and choice is
effectively discussed by Manin 1997, 132-42.
- 39 : Hegel produced the most consistent
theory of corporate versus individual voting (Hegel 1967,
#305-311). Mill engaged in a restless polemic against the
conservative idea that "not the people, but all the various
classes or interests among the people" should be represented (Mill
[1835] 1977, 43).
- 40 : Proportional representation, writes
Pitkin, "has no room for any kind of representing as acting for;
which means that in the political realm it has no room for the
creative activities of a representative legislature, the forging
of consensus, the formulating of policy, the activity we roughly
designate by 'governing'" (Pitkin 1867, 90).
- 41 : If proportional representation is
interpreted as a map-making, then the criticism of its being
responsible of enacting a process of depersonalization of both the
voters and the voted is justified. Indeed it would banish both
authorization and accountability; see Kymlicka 1995, 134; and
Young 1997, 358-61.
- 42 : As I clarified at the beginning, this
does not imply that they should count equally in the moment of
decision; the claim that all should have the chance to be heard
makes sense if deliberation (discussion) is not identified with
decision (voting); see Dunn 1993, 17-19.
REFERENCES
- Arendt, Hannah. 1978. The Life of the Mind. Vols. 2. New York:
Harcourt Brace Jovanovich.
- Aristotle. 1986. The Constitution of Athens in Aristotle and
Xenophon on Democracy and Oligarchy, ed. J.M. Moore. Berkeley and
Los Angeles: University of California Press.
- Aristotle. 1994. The Art of Rhetoric, trans. John Henry
Freese. Cambridge. MA. and London: Harvard University Press.
- Aristotle. 1995. The Politics, ed. and trans. Ernest Barker.
Oxford and New York: Oxford University Press.
- Barber, Benjamin. 1984. Strong Democracy: Participatory
Politics for a New Age. Berkeley, Los Angeles, London: University
of California Press.
- Beitz, Charles R. 1989. Political Equality. Princeton:
Princeton University Press.
- Bobbio, Norberto. 1984. The Future of Democracy: A Defense of
the Rules of the Game, ed. and trans. Richard Bellamy. London:
Polity Press.
- Cicero, Marcus Tullius. 1808. On Oratory and Orators with
Notes Historical and Explanatory. 2 Vols. London: Wright Printer.
- Cohen, Joshua. 1988. "Democracy and Liberty." In Deliberative
Democracy, ed. Jon Elster. Cambridge: Cambridge University Press.
- Dahl, Robert. 1989. Democracy and Its Critics. New Haven: Yale
University Press.
- Dunn, John. 1993. Western Political Theory in the Face of the
Future. Cambridge: Cambridge University Press.
- Dworkin, Ronald. 1988. "What is Equality? 4: What is Political
Equality?." University of San Francisco Law Review, 22
(Fall):1-28.
- Finley, Moses I. 1985. Democracy Ancient and Modern. New
Brunswick and London: Rutgers University Press.
- Fraser, Nancy. 1997. "Rethinking the Public Sphere: A
Contribution to the Critique of Actually Existing Democracy." In
Habermas and the Public Sphere, ed. Craig Calhoun. Cambridge. MA.
and London: The MIT Press.
- Gargarella, Roberto. 1998. "Full Representation." In
Deliberative Democracy, ed. Jon Elster. Cambridge: Cambridge
University Press.
- Guiner, Lani. 1994. The Tyranny of the Majority: Fundamental
Fairness in Representative Democracy. New York: The Free Press.
- Hamburger, Joseph. 1965. Intellectuals in Politics. John
Stuart Mill and the Philosophic Radicals. New Haven and London:
Yale University Press.
- Hansen, Mogen H. 1993. The Atenian Democracy in The Age of
Demosthenes. trans. J.A. Crook. Oxford and Cambridge MA.:
Blackwell.
- Hegel, Georg Wilhelm Friedrich. 1967. Philosophy of Right, ed.
and trans. T.M. Knox. London-Oxford-New York: Oxford University
Press.
- Holmes, Stephen. 1988. "Precommitment and the paradox of
democracy." In Constitutionalism and Democracy, eds. Jon Elster
and Rune Slagstad. Cambridge: Cambridge University Press.
- Kateb, George. 1992. The Inner Ocean: Individualism and
Democratic Culture. Ithaca and London: Cornell University Press.
- Kymlicka, Will. 1995. Multicultural Citizenship. Oxford:
Clarendon Press.
- Manin, Bernard. 1987. "On Legitimacy and Political
Deliberation." Political Theory, 15(August): 338-68.
- Manin, Bernard. 1997. The Principles of Representative
Government. Cambridge: Cambridge University Press.
- Mill, James. [1820] 1992. "Government." In Political Writings,
ed. Terence Ball. Cambridge: Cambridge University Press.
- Mill, James. 1878. Analysis of the Phenomena of the Human
Mind. eds. Alexander Bain, Andrew Findlater, George Grote and John
Stuart Mill. London: Longmans, Green.
- Mill, John Stuart. [1832] 1986. "French News [52]." In The
Collected Works of John Stuart Mill. Vol. 23, Newspaper Writings,
eds. Ann P. Robson and John M. Robson. Toronto and Buffalo:
University of Toronto Press.
- Mill, John Stuart. [1833, 1867] 1981. "Thoughts on Poetry and
Its Varieties." In The Collected Works of John Stuart Mill. Vol.
1, Autobiography and Literary Essays, eds. John M. Robson and Jack
Stillinger. Toronto and Buffalo: University of Toronto Press.
- Mill, John Stuart. [1835] 1977. "Rationale of Representation."
In Collected Works of John Stuart Mill. Vol. 18, Essays on
Politics and Society, ed. John M. Robson. Toronto and Buffalo:
University of Toronto Press.
- Mill, John Stuart. [1835b] 1977. "De Tocqueville on Democracy
in America [I]". In The Collected Works of John Stuart Mill. Vol.
18, Essays on Politics and Society, ed. John M. Robson. Toronto
and Buffalo: University of Toronto Press.
- Mill, John Stuart. [1837] 1981. "Aphorisms: Thoughts in the
Cloister and the Crowd." In The Collected Works of John Stuart
Mill. Vol. 1, Autobiography and Literary Essays, eds. John M.
Robson and Jack Stillinger. Toronto and Buffalo: University of
Toronto Press.
- Mill, John Stuart. [1840] 1977. "De Tocqueville on Democracy
in America [II]." In Collected Works of John Stuart Mill. Vol. 18,
Essays on Politics and Society, ed. John M. Robson. Toronto and
Buffalo: University of Toronto Press.
- Mill, John Stuart. [1859] 1991. On Liberty. In On Liberty and
Other Essays, ed. John Gray. Oxford, New York: Oxford University
Press.
- Mill, John Stuart. [1861] 1991. Considerations on
Representative Government. In On Liberty and Other Essays, ed.
John Gray. Oxford, New York: Oxford University Press.
- Mill, John Stuart. [1866] 1978. "Grote's Plato." In Collected
Works of John Stuart Mill. Vol. 11, Essays on Philosophy and the
Classics, ed. John M. Robson. Toronto and Buffalo: University of
Toronto Press.
- Mill, John Stuart. [1873] 1981. Autobiography. In The
Collected Works. Vol. 1, Autobiography and Literary Essays, eds.
John M. Robson and Jack Stillinger. Toronto and Buffalo:
University of Toronto Press.
- Mitford, William. 1784-1810. History of Greece. London:
Cadell, 1829. 10 Vols.
- Pateman, Carole. [1970] 1997. Participation and Democratic
Theory. Cambridge: Cambridge University Press.
- Perelman, Chaim. 1980. Justice, Law, and Argument. Essays on
Moral and Legal Reasoning, with an introduction by Harold J.
Berman. Dordrecht, Holland, Boston and London: Reidel Publishing
Company.
- Phillips, Anne. 1991. Engendering Democracy. University Park,
Pennsylvania: The Pennsylvania State University Press.
- Phillips, Anne. 1995. The Politics of Representation. Oxford:
Clarendon Press.
- Pitkin, Hannah Fenichel. 1967. The Conception of
Representation. Berkeley, Los Angeles, London: University of
California Press.
- Plotke, David. 1997. "Representation is Democracy."
Constellations, 4(January):19-34.
- Rousseau, Jean-Jacques. [1762] 1987. The Social Contract. In
The Basic Political Writings, ed. Donald A. Cress. Indianapolis,
IN: Hackett.
- Sartori, Giovanni. [1962] 1987. The Theory of Democracy
Revisited. Chathman, New Jersey: Chathman House Publishers.
- Schmitt, Carl. [1932] 1994. The Crisis of Parliamentary
Democracy, transl. Ellen Kennedy. Cambridge, MA. and London: The
MIT Press.
- Scott, Jonathan. 1993. "The Rapture of Motion: James
Harrington's republicanism." In Political Discourse in Early
Modern Britain, eds. Nicholas Phillipson and Quentin Skinner.
Cambridge: Cambridge University Press.
- Sterne, Simon. 1871. On Representative Government and Personal
Representation. Philadelphia: Lippincott.
- Thucydides. 1972. The Peloponnesian War, ed. Moses I. Finley.
London: Penguin Classics.
- Young, Iris Marion. 1990. Justice and the Politics of
Difference. Princeton: Princeton University Press.
- Young, Iris Marion. 1997. "Deferring Group Representation." In
Nomos XXXIX, Ethnicity and Group Rights. eds. Ian Shapiro and Will
Kymlicka. New York and London: New York University Press.
- Yunis, Harvey. 1996. Taming Democracy: Models of Political
Rhetoric in Classical Athens. Ithaca and London: Cornell
University Press.